Recent Posts by Leica Ison:
The corner stone of Design & Distribution Obligations (DDO) compliance framework is the ability to effectively construct, distribute and monitor your target market determinations (TMD). Skyjed’s Leica and Andrew will …
Read More
This article first appeared in Investor Daily - ASIC’s new design and distribution obligations is expected to place pressure on super funds to shift their strategies and leadership structures. Skyjed …
Read More
We recently ran our webinar on implementing a technology solution to automate and organise Design and Distribution Obligations (DDO) compliance. The topics covered: Regulators phasing out templated solutions globally (ie …
Read More
Why you should implement a technology solution to automate and organise Design and Distribution Obligations (DDO) compliance: Regulators phasing out templated solutions globally (i.e. you will be implementing an obsolete …
Read More
A recent research report by the European Banking Authority (EBA) on product oversight and governance provides some useful insights for product management in 2021. This research surveyed 78 providers across …
Read More
No matter what industry you are in, the Chief Product Officer (CPO) role has never been more essential to innovation and profitable business growth. Demands on the position grows almost …
Read More
In this blog post, we list out the key points from ASIC’s final regulatory guide on the Design and Distribution Obligations (DDO) regime. The guide clarifies that issuers and distributors …
Read More
Negative Target Market A significant design obligation from the Design and Distribution Obligations requires product issuers to make a target market determination (TDM) in relation to each of their products …
Read More
Why you should implement a technology solution to comply with Design and Distribution Obligations (DDO): Regulators phasing out templated solutions globally (i.e. you will be implementing an obsolete solution) Reduce …
Read More
There is now less than 12 months to get fully prepared for ASIC's Design and Distribution Obligations (DDO) regime which commences on 5 October 2021. The design and distribution obligations …
Read More
Update on Design and Distribution Obligations by Sean Hughes, ASIC Commissioner, At The 30th Annual Credit Law Conference, 26 October 2020 Summary: ASIC states the days of tick a box …
Read More
Good governance for product growth The recently released information paper by the Productivity Commission highlighted how there is increasing opportunity for deeper adoption of software-as-a-service for regulatory monitoring, reporting and …
Read More
A recently released information paper by the Productivity Commission has highlighted how there is scope for deeper adoption of software-as-a-service for regulatory monitoring, reporting and compliance. The Commission noted that …
Read More
Australian companies with annual revenues of more than $100 million need to prepare statements on how they are identifying and tackling the risks of modern slavery - which includes child …
Read More
ASIC's Design and Distribution Obligations may be the catalyst for greater Regtech adoption (Article by Skyjed CEO Leica Ison first appeared in Investor Daily.) It has been a wild ride …
Read More